Brokers

FCA

Until recently, FSA has performed the supervisory activity in the financial sector in conjunction with the Bank of England as the main financial unit of the United Kingdom. In actual fact, the organization was the only regulator in the field of financial services in UK. In 2013, the organization was divided into two separate departments: …

IFSC

The Belize International Financial Services Commission was established in 1999. It’s range of powers covers oversight of the activities in the non-banking sector. Its membership includes representatives of the public sector, as well as of private commercial business. The Basic Premise The financial market regulations conducted by the IFSC can be roughly divided into two …

CySEC

In recent years, the Cyprus Securities and Exchange Commission or CySEC has evolved from a local regulator into a full member of the Euro-zone area. The Basic Premise The CySEC was established in 2001 and initially the major purpose of the act was to put the activities of companies engaged in investments and securities area …

MiFID

MiFID stands for the Markets in Financial Instruments Directive, which is a special directive on financial markets signed into power in euro-zone countries. The UK exchange-traded body also participates in the program. The Basic Premise This directive is a part of a larger EU system designed to integrate local market into a single effectively regulated environment. …

FSCA

The Financial Services Board (FSB) was formed by statute in 1990 as an independent body for the purpose of overseeing the South African Non-Banking Financial Services Industry in in the interests of the citizenry. Its reference standard  means promotion and aiding of a fruitful  financial investment in the region of South Africa. On 1 April, …

FSA

Until recently, FSA has performed the supervisory activity in the financial sector in conjunction with the Bank of England as the main financial unit of the United Kingdom. In actual fact, the organization was the only regulator in the field of financial services in UK. In 2013, the organization was divided into two separate departments: …

DFSA

DFSA (stands for the Danish Financial Supervisory Authority) was founded in 2003 for the major task of enabling favorable conditions for the investment sector in Denmark that will provide each participant company the utmost feature transparency for smooth implementation of collaborative engagement for its clients and partners. Host of DFSA Regulator Functions: Licensing and inspection …

FSC

The FSC regulator (stands for the Financial Services Commission of Mauritius) exercises functions of monitoring, supervising and issuance of licensing documents to the companies of a non-banking financial services and global business segments. For example, Insurance and Pension Plans, leasing and banking institutions, along with brokerage companies. The Basic Premise The FSC regulator is entrusted …

CIMA

At the initiative of the state and under its direction the Cayman Islands Monetary Authority (CIMA) was established in 1997. The organization was meant to be a local corporate law body conducting its duties in accordance with the Currency Control Law (effective date January 1, 1997). The Basic Premise The CIMA regulator holds the supervise …

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